Welcome to the Chief Compliance
Officer (CCO)
The
Chief Compliance Officer (CCO)
of a company is primarily responsible for managing compliance
within an organization.
He has to provide
reasonable assurance
to
Senior Management and the Board of Directors
that
there are effective and efficient
policies and procedures in place, well understood and respected by
all employees,
and that the company is complying with all regulatory
requirements.
The CCO must report directly to the Chief Executive Officer. He
must also inform the Board of Directors about important issues and
material violations.
We have pages about:
1. The Role of the Chief Compliance Officer
2. The Challenges for the Chief Compliance Officer
3. Books for the Chief Compliance Officer
4. Jobs for the Chief Compliance Officer
5. Compliance Certification and Forums for the Chief Compliance
Officers
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