The role of the Chief Compliance Officer                               ► Compliance Officer Web Portal
   ► Challenges and the Chief Compliance Officer                          ► Alternative Investments Web Portal
Compliance and the Board                                                      ► Sarbanes Oxley Compliance Web Portal
   ► Books for the CCO                                                                     ► Hedge Funds Web Portals
Compliance Training                                                                ► Chief Compliance Officer Jobs
   ► Compliance Certification                                                           ►  Forums for Chief Compliance Officers
Compliance LLC                                                                       ► Contact Us
 
 
 
 
Welcome to the Chief Compliance Officer (CCO)
 
The Chief Compliance Officer (CCO) of a company is primarily responsible for managing compliance within an organization.
 
He has to provide reasonable assurance to Senior Management and the Board of Directors that there are effective and efficient policies and procedures in place, well understood and respected by all employees, and that the company is complying with all regulatory requirements.
 
The CCO must report directly to the Chief Executive Officer. He must also inform the Board of Directors about important issues and material violations. 
 
We have pages about:

1. The Role of the Chief Compliance Officer

2. The Challenges for the Chief Compliance Officer

3. Books for the Chief Compliance Officer

4. Jobs for the Chief Compliance Officer

5. Compliance Certification and Forums for the Chief Compliance Officers
 

   

Return to Index

Links

Privacy/Legal

Our Web Sites

   

 
Certified Risk and Compliance Management Professional (CRCMP) -
Distance Learning and Online Certification Program
 
 
Certified Information Systems Risk and Compliance Professional (CISRCP) -
Distance Learning and Online Certification Program
 
To learn more:
www.risk-compliance-association.com/Distance_Learning_and_Certification.htm